4//SEC Filing
ROBB JAMES B 4
Accession 0001127602-11-004797
CIK 0000072741other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 3:13 PM ET
Size
8.0 KB
Accession
0001127602-11-004797
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Award
Common Shares, $5.00 par value
2011-02-08+3,148→ 55,064 total
Holdings
- 639(indirect: By 401(k))
Common Shares, $5.00 par value
- 729
Phantom Shares
→ Common Shares, $5.00 par value (729 underlying)
Footnotes (4)
- [F1]Grant of restricted share units which vest in equal portions on February 25, 2012, 2013, 2014. Restricted share units are distributable in Northeast Utilities Common Shares on a one-for-one basis.
- [F2]Includes restricted share units and reinvested dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of February 8, 2011, according to information supplied by the plan's recordkeeper.
- [F4]The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued from the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001276812
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 3:13 PM ET
- Size
- 8.0 KB