LaVecchia Jean M 4
4 · NORTHEAST UTILITIES · Filed Feb 10, 2011
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Award
Common Shares, $5.00 par value
2011-02-08+2,358→ 31,055 total
Holdings
- 509
Phantom Shares
→ Common Shares, $5.00 par value (509 underlying) - 2,585(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Grant of restricted share units which vest in equal portions on February 25, 2012, 2013, 2014. Restricted share units are distributable in Northeast Utilities Common Shares on a one-for-one basis.
- [F2]Includes restricted share units and reinvested dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of February 8, 2011, according to information provided by the Plan's recordkeeper.
- [F4]The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as a matching contributions under the DCP. Each phantom shares represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.