BANTLE ROBERT B 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 14, 2011
Insider Transaction Report
Form 5
BANTLE ROBERT B
Exec. Vice President
Transactions
- Small Acquisition
Common Stock - 401k/esop
2010-12-03+876.9→ 4,153 total
Holdings
- 4,983
Common Stock
- 106
Incentive Stock Option (Right to Buy)
Exercise: $29.30Exp: 2012-09-30→ Common Stock (106 underlying) - 6,586
Incentive Stock Option (Right to Buy)
Exercise: $35.76Exp: 2014-05-03→ Common Stock (6,586 underlying) - 7,986
Incentive Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (7,986 underlying) - 4,123
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (4,123 underlying) - 5,394
Non-qualified Stock Option (Right to Buy)
Exercise: $35.76Exp: 2014-05-03→ Common Stock (5,394 underlying) - 4,114
Non-qualified Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (4,114 underlying) - 6,878
Non-qualified Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (6,878 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying)
Footnotes (4)
- [F1]Shares acquired through profit sharing and reinvestment of quarterly cash dividends.
- [F2]The stock option becomes exercisable in four installments commencing two years after the grant date.
- [F3]The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
- [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.