5//SEC Filing
BANTLE ROBERT B 5
Accession 0001127602-11-005313
CIK 0001005817other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:48 PM ET
Size
16.1 KB
Accession
0001127602-11-005313
Insider Transaction Report
Form 5
BANTLE ROBERT B
Exec. Vice President
Transactions
- Small Acquisition
Common Stock - 401k/esop
2010-12-03+876.9→ 4,153 total
Holdings
- 4,983
Common Stock
- 106
Incentive Stock Option (Right to Buy)
Exercise: $29.30Exp: 2012-09-30→ Common Stock (106 underlying) - 6,586
Incentive Stock Option (Right to Buy)
Exercise: $35.76Exp: 2014-05-03→ Common Stock (6,586 underlying) - 7,986
Incentive Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (7,986 underlying) - 4,123
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (4,123 underlying) - 5,394
Non-qualified Stock Option (Right to Buy)
Exercise: $35.76Exp: 2014-05-03→ Common Stock (5,394 underlying) - 4,114
Non-qualified Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (4,114 underlying) - 6,878
Non-qualified Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (6,878 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying)
Footnotes (4)
- [F1]Shares acquired through profit sharing and reinvestment of quarterly cash dividends.
- [F2]The stock option becomes exercisable in four installments commencing two years after the grant date.
- [F3]The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
- [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001137092
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 3:48 PM ET
- Size
- 16.1 KB