PAGE RICHARD W. 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 15, 2011
Insider Transaction Report
Form 5
PAGE RICHARD W.
Sr. Vice President, CTO
Transactions
- Small Acquisition
Common Stock - 401k/esop
2010-12-03+101.2→ 1,027 total
Holdings
- 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying) - 5,500
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (5,500 underlying)
Footnotes (3)
- [F1]Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
- [F2]The option becomes exercisable in six annual installments commencing two years after the date of grant.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.