4//SEC Filing
Piterans Marianne 4
Accession 0001127602-11-005783
CIK 0001381668other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 2:45 PM ET
Size
15.1 KB
Accession
0001127602-11-005783
Insider Transaction Report
Form 4
Piterans Marianne
DirectorDirector of Human Resources
Transactions
- Purchase
Common Stock
2011-02-14$10.71/sh+11,446$122,587→ 37,629 total(indirect: By 401(k))
Holdings
- 50,000
Common Stock
- 3,918(indirect: By ESOP)
Common Stock
- 3,600
Restricted Stock Units
→ Common Stock (3,600 underlying) - 31,500
Employee Stock Option (right to buy)
Exercise: $14.00Exp: 2020-05-14→ Common Stock (31,500 underlying) - 37,500
Employee Stock Option (right to buy)
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying) - 126,500
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying) - 35,100
Restricted Stock Units
→ Common Stock (35,100 underlying)
Footnotes (8)
- [F1]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F2]The options vest in three equal annual installments beginning May 14, 2011.
- [F3]The options vest in three equal installments beginning on May 12, 2010.
- [F4]The options vest in four equal annual installments beginning on August 11, 2012.
- [F5]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F6]The restricted stock units vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F7]The restricted stock units vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F8]The restricted stock units vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001388147
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 2:45 PM ET
- Size
- 15.1 KB