4//SEC Filing
Roberts James F 4
Accession 0001127602-11-011256
CIK 0001301063other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:03 PM ET
Size
9.1 KB
Accession
0001127602-11-011256
Insider Transaction Report
Form 4
Roberts James F
Director
Transactions
- Exercise/Conversion
Common Stock
2011-03-25$7.87/sh+30,000$236,100→ 130,810 total - Exercise/Conversion
Non-qualified Stock Options (Right to Buy)
2011-03-25−30,000→ 0 totalExercise: $7.87Exp: 2014-08-10→ Common Stock (30,000 underlying) - Sale
Common Stock
2011-03-25$60.00/sh−30,000$1,800,000→ 100,810 total
Footnotes (3)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011.
- [F2]Price reflects adjustment for 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.).
- [F3]The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.
Documents
Issuer
Alpha Natural Resources, Inc.
CIK 0001301063
Entity typeother
Related Parties
1- filerCIK 0001305735
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 5:03 PM ET
- Size
- 9.1 KB