De May Stephen G 4
4 · Duke Energy CORP · Filed Apr 6, 2011
Insider Transaction Report
Form 4
De May Stephen G
Sr. VP, Treasurer & Chief Risk
Transactions
- Exercise/Conversion
Common Stock
2011-04-04$18.38/sh+610$11,212→ 26,280 total - Tax Payment
Common Stock
2011-04-04$18.38/sh−198$3,639→ 26,082 total - Exercise/Conversion
Ltip Phantom Stock Grant April
2011-04-04−610→ 0 total→ Common Stock (610 underlying)
Holdings
- 10,302(indirect: By Retirement Savings Plan)
Common Stock
Footnotes (3)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F2]The phantom stock vests in five equal annual installments beginning on the first anniversary of the grant date.
- [F3]Expiration date not applicable.