4//SEC Filing
Johnsen Bret W 4
Accession 0001127602-11-014400
CIK 0001224370other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 6:18 PM ET
Size
19.1 KB
Accession
0001127602-11-014400
Insider Transaction Report
Form 4
Johnsen Bret W
Sr. VP, CFO and Treasurer
Transactions
- Exercise/Conversion
Common Stock
2011-04-28$4.36/sh+16,666$72,664→ 165,767 total - Sale
Common Stock
2011-04-29$9.02/sh−11,708$105,606→ 0 total(indirect: By Savings Plan - MSPD) - Exercise/Conversion
Common Stock
2011-04-28$3.87/sh+50,000$193,500→ 215,767 total - Sale
Common Stock
2011-04-28$8.81/sh−91,832$809,407→ 123,935 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-04-28−50,000→ 62,500 totalExercise: $3.87From: 2009-07-24Exp: 2016-07-24→ Common Stock (50,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-04-28−12,500→ 20,835 totalExercise: $2.12From: 2010-04-30Exp: 2017-04-30→ Common Stock (12,500 underlying) - Exercise/Conversion
Common Stock
2011-04-28$2.12/sh+12,500$26,500→ 149,101 total - Sale
Common Stock
2011-04-29$9.02/sh−12,810$115,521→ 111,125 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-04-28−16,666→ 23,334 totalExercise: $4.36From: 2010-02-20Exp: 2017-11-20→ Common Stock (16,666 underlying)
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $8.750 to $8.905. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
- [F3]The price in Column 4 is a weighted average purchase price. The prices actually received ranged from $8.990 to $9.050. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Documents
Issuer
MINDSPEED TECHNOLOGIES, INC
CIK 0001224370
Entity typeother
Related Parties
1- filerCIK 0001413147
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 6:18 PM ET
- Size
- 19.1 KB