Betters Ralph M 4
4 · TFS Financial CORP · Filed May 10, 2011
Insider Transaction Report
Form 4
Betters Ralph M
Chief Information Officer
Transactions
- Purchase
Common Stock
2011-05-06$10.45/sh+4,949$51,717→ 55,147 total(indirect: By 401(k))
Holdings
- 4,145(indirect: By ESOP)
Common Stock
- 30,129(indirect: By Trust)
Common Stock
- 31,500
Employee Stock Option (right to buy)
Exercise: $14.00Exp: 2020-05-14→ Common Stock (31,500 underlying) - 35,100
Restricted Stock Units
→ Common Stock (35,100 underlying) - 3,600
Restricted Stock Units
→ Common Stock (3,600 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying) - 100(indirect: By Children)
Common Stock
- 89(indirect: By Children)
Common Stock
- 37,500
Employee Stock Option (right to buy)
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying) - 126,500
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying)
Footnotes (8)
- [F1]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F2]As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011.
- [F3]As reported on the Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
- [F4]As reported on the Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012.
- [F5]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F6]As reported on the Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F7]As reported on the Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F8]As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.