4//SEC Filing
LaVecchia Jean M 4
Accession 0001127602-11-016190
CIK 0000072741other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 1:25 PM ET
Size
7.3 KB
Accession
0001127602-11-016190
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Gift
Common Shares, $5.00 par value
2011-05-11−1,150→ 28,062 total
Holdings
- 2,653(indirect: By 401(k))
Common Shares, $5.00 par value
- 513
Phantom Shares
→ Common Shares, $5.00 par value (513 underlying)
Footnotes (3)
- [F1]Includes restricted share units and reinvested dividend equivalents thereon.
- [F2]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of May 11, 2011, according to information provided by the Plan's record keeper.
- [F3]The reporting person holds phantom NU common shares under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as a matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001415289
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 1:25 PM ET
- Size
- 7.3 KB