Home/Filings/4/0001127602-11-019716
4//SEC Filing

Duffy Stephen W. 4

Accession 0001127602-11-019716

CIK 0001321646other

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 2:37 PM ET

Size

14.6 KB

Accession

0001127602-11-019716

Insider Transaction Report

Form 4
Period: 2011-06-20
Duffy Stephen W.
General Counsel, VP & Sec
Transactions
  • Exercise/Conversion

    Common Stock

    2011-06-20$14.46/sh+3,700$53,50230,795 total
  • Exercise/Conversion

    Employee Options (Right to Buy)

    2011-06-2024,6700 total
    Exercise: $13.51Exp: 2018-06-19Common Stock (24,670 underlying)
  • Exercise/Conversion

    Employee Options (Right to Buy)

    2011-06-203,70014,802 total
    Exercise: $14.46Exp: 2020-01-03Common Stock (3,700 underlying)
  • Exercise/Conversion

    Common Stock

    2011-06-20$13.51/sh+24,670$333,34127,095 total
  • Sale

    Common Stock

    2011-06-20$37.29/sh805$30,0202,425 total
  • Sale

    Common Stock

    2011-06-20$36.67/sh27,565$1,010,8203,230 total
Footnotes (5)
  • [F1]Transacted under a 10b5-1 plan that was adopted on March 7, 2011.
  • [F2]The price in column 4 is a weighted average. The prices actually received ranged from $36.23 to $37.21. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Cancel
  • [F3]The price in column 4 is a weighted average. The prices actually received ranged from $37.23 to $37.40. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Cancel
  • [F4]The options vested in three equal installments on each anniversary of the vesting commencement date, June 19, 2008.
  • [F5]The options shall vest with respect to 20% of the underlying common stock on each of the first five anniversaries of the grant date, January 3, 2010, subject to the executive's being employed by the company on the vesting date.

Issuer

Kraton Performance Polymers, Inc.

CIK 0001321646

Entity typeother

Related Parties

1
  • filerCIK 0001478413

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 2:37 PM ET
Size
14.6 KB