Duffy Stephen W. 4
4 · Kraton Performance Polymers, Inc. · Filed Jun 22, 2011
Insider Transaction Report
Form 4
Duffy Stephen W.
General Counsel, VP & Sec
Transactions
- Exercise/Conversion
Common Stock
2011-06-20$14.46/sh+3,700$53,502→ 30,795 total - Exercise/Conversion
Employee Options (Right to Buy)
2011-06-20−24,670→ 0 totalExercise: $13.51Exp: 2018-06-19→ Common Stock (24,670 underlying) - Exercise/Conversion
Employee Options (Right to Buy)
2011-06-20−3,700→ 14,802 totalExercise: $14.46Exp: 2020-01-03→ Common Stock (3,700 underlying) - Exercise/Conversion
Common Stock
2011-06-20$13.51/sh+24,670$333,341→ 27,095 total - Sale
Common Stock
2011-06-20$37.29/sh−805$30,020→ 2,425 total - Sale
Common Stock
2011-06-20$36.67/sh−27,565$1,010,820→ 3,230 total
Footnotes (5)
- [F1]Transacted under a 10b5-1 plan that was adopted on March 7, 2011.
- [F2]The price in column 4 is a weighted average. The prices actually received ranged from $36.23 to $37.21. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Cancel
- [F3]The price in column 4 is a weighted average. The prices actually received ranged from $37.23 to $37.40. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Cancel
- [F4]The options vested in three equal installments on each anniversary of the vesting commencement date, June 19, 2008.
- [F5]The options shall vest with respect to 20% of the underlying common stock on each of the first five anniversaries of the grant date, January 3, 2010, subject to the executive's being employed by the company on the vesting date.