4//SEC Filing
ZUCKER UZI 4
Accession 0001127602-11-021539
CIK 0001125259other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 5:37 PM ET
Size
9.0 KB
Accession
0001127602-11-021539
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
ZUCKER UZI
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2011-07-15−2,400→ 0 totalExercise: $22.57From: 2005-10-08Exp: 2011-10-08→ Ordinary Shares (2,400 underlying) - Exercise/Conversion
Trust Shares (beneficial Interest In Special Voting Share)
2011-07-15$22.57/sh+2,400$54,168→ 75,823 total - Sale
Trust Shares (beneficial Interest In Special Voting Share)
2011-07-15$35.24/sh−2,400$84,582→ 73,423 total
Footnotes (2)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Options vest ratably over five years beginning on the first anniversary of the grant date.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001248900
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 5:37 PM ET
- Size
- 9.0 KB