PAGE RICHARD W. 4
4 · TOMPKINS FINANCIAL CORP · Filed Aug 24, 2011
Insider Transaction Report
Form 4
PAGE RICHARD W.
Sr. Vice President, CTO
Transactions
- Award
Stock Appreciation Rights (SAR)
2011-08-19+5,250→ 5,250 totalExercise: $37.00Exp: 2021-08-19→ Common Stock (5,250 underlying) - Award
Common Stock
2011-08-19+1,650→ 1,650 total
Footnotes (2)
- [F1]Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.