4//SEC Filing
Sweeney Joseph J 4
Accession 0001127602-11-025759
CIK 0000006951other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 7:41 PM ET
Size
9.9 KB
Accession
0001127602-11-025759
Insider Transaction Report
Form 4
Sweeney Joseph J
Sr. VP, GC & Corp. Secretary
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-09-19−50,000→ 250,000 totalExercise: $8.58Exp: 2014-03-09→ Common Stock (50,000 underlying) - Sale
Common Stock
2011-09-19$11.19/sh−50,000$559,500→ 413,195 total - Exercise/Conversion
Common Stock
2011-09-19$8.58/sh+50,000$429,000→ 463,195 total
Holdings
- 13,373.322(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).
- [F2]Increased number of shares reflects dividend reinvestment under the 401(k) Plan that is exempt under Rule 16b-3.
- [F3]100,000 shares became exercisable on 4/1/2011 and 200,000 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date).
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001322085
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 7:41 PM ET
- Size
- 9.9 KB