4//SEC Filing
SALM THOMAS R 4
Accession 0001127602-11-027126
CIK 0001005817other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 9:30 AM ET
Size
12.4 KB
Accession
0001127602-11-027126
Insider Transaction Report
Form 4
SALM THOMAS R
Director
Transactions
- Award
Phantom Stock
2011-07-08$39.65/sh+148$5,867→ 6,580 total→ Common Stock (148 underlying) - Award
Phantom Stock
2011-10-06$37.34/sh+157$5,863→ 6,905 total→ Common Stock (157 underlying) - Award
Phantom Stock
2011-01-03$40.27/sh+146$5,879→ 6,291 total→ Common Stock (146 underlying) - Award
Phantom Stock
2011-04-08$41.80/sh+141$5,895→ 6,432 total→ Common Stock (141 underlying)
Footnotes (2)
- [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F2]Includes 6,145 shares of phantom stock held in the rabbi trust referenced in note (1) above that were previously reported as "Common Stock Drip" shares in Table I in the reporting person's Form 5 filed on February 10, 2011. The reporting person intends to report all such shares of phantom stock in Table II in future reports. Also includes 168 shares acquired pursuant to dividend reinvesment with respect to such phantom stock pursuant to the issuer's Dividend Reinvestment and Stock Purchase and Sale Plan since the date of the last report filed by the reporting person and held in the rabbi trust.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001074518
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 9:30 AM ET
- Size
- 12.4 KB