SWOPE JOHN F 4
4 · NORTHEAST UTILITIES · Filed Nov 15, 2011
Insider Transaction Report
Form 4
SWOPE JOHN F
Other
Transactions
- Exercise/Conversion
Common Shares, $5.00 par value
2011-11-11$18.45/sh+2,500$46,125→ 47,572 total - Sale
Common Shares, $5.00 par value
2011-11-11$34.98/sh−1,321$46,212→ 46,251 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-11-11−2,500→ 0 totalExercise: $18.45From: 2003-02-26Exp: 2012-02-26→ Common Shares, $5.00 par value (2,500 underlying)
Footnotes (2)
- [F1]Mr. Swope's total beneficial ownership includes restricted share units and dividend equivalents thereon, receipt of which has been deferred, and shares and dividends thereon, receipt of which has been deferred.
- [F2]The options exercised to purchase 2,500 Common Shares were granted on February 26, 2002 and vested 50% on that date and 50% on February 26, 2003.