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4//SEC Filing

Keller David J 4

Accession 0001127602-11-029699

CIK 0001520744other
View on SEC.govCompany Profile

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 8:45 PM ET

Size

20.6 KB

Accession

0001127602-11-029699

Insider Transaction Report

Form 4
Period: 2011-11-11
Lumos Networks Corp.LMOS
Keller David J
Sr. VP Sales & Marketing
Transactions
  • Award

    Common Stock, Par Value $0.01 Per Share

    2011-11-11+25,215→ 29,945 total
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.32/sh+6,335$90,717→ 6,335 total
    Exercise: $14.32Exp: 2017-03-05→ Common Stock (6,335 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$16.83/sh+6,335$106,618→ 6,335 total
    Exercise: $16.83Exp: 2018-03-03→ Common Stock (6,335 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.23/sh+6,335$90,147→ 6,335 total
    Exercise: $14.23Exp: 2019-03-02→ Common Stock (6,335 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.63/sh+5,068$74,145→ 5,068 total
    Exercise: $14.63Exp: 2019-07-01→ Common Stock (5,068 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$13.77/sh+28,035$386,042→ 28,035 total
    Exercise: $13.77Exp: 2020-03-01→ Common Stock (28,035 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$15.33/sh+17,624$270,176→ 17,624 total
    Exercise: $15.33Exp: 2021-02-28→ Common Stock (17,624 underlying)
Holdings

  • Common Stock, Par Value $0.01 Per Share

    (indirect: By 401(k))
    241
Footnotes (11)
  • [F1]Reflects automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement ("Employee Matters Agreement") between Lumos Networks Corp. ("Lumos") and NTELOS Holdings Corp. ("NTELOS") and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F10]7,008 options are fully vested and currently exercisable; one third of the remaining balance vests on March 1 on each of the years 2012 - 2014.
  • [F11]Vests 25% on each on February 28 in each of the years 2012 - 2015.
  • [F2]Balance reflects receipt of stock distribution by NTELOS on October 31, 2011 and automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F3]Balance reflects receipt of stock distribution by NTELOS on October 31, 2011 in connection with spin off of Lumos.
  • [F4]Exercise Price reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F5]Number of options reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F6]Option fully vested and currently exercisable.
  • [F7]4,751 options are fully vested and currently exercisable; 1,584 shares vest on March 3, 2012.
  • [F8]3,167 options fully vested and exercisable; 1,584 additional options vest on each of March 2, 2012 and 2013.
  • [F9]2,534 options fully vested and currently exercisable; 1,267 additional options vest on each of July 2, 2012 and 2013.

Documents

1 file

Issuer

Lumos Networks Corp.

CIK 0001520744

→
Entity typeother

Related Parties

1
  • filerCIK 0001531566

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:45 PM ET
Size
20.6 KB
View on SEC.gov