Home/Filings/4/0001127602-11-029701
4//SEC Filing

Moneymaker Michael B 4

Accession 0001127602-11-029701

CIK 0001520744other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 8:46 PM ET

Size

20.8 KB

Accession

0001127602-11-029701

Insider Transaction Report

Form 4
Period: 2011-11-11
Transactions
  • Award

    Common Stock, Par Value $0.01 Per Share

    2011-11-11+97,464179,406 total
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.32/sh+29,270$419,14629,270 total
    Exercise: $14.32Exp: 2017-03-05Common Stock (29,270 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.23/sh+29,270$416,51229,270 total
    Exercise: $14.23Exp: 2019-03-02Common Stock (29,270 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$13.77/sh+89,753$1,235,89989,753 total
    Exercise: $13.77Exp: 2020-03-01Common Stock (89,753 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$15.33/sh+72,593$1,112,85172,593 total
    Exercise: $15.33Exp: 2021-02-28Common Stock (72,593 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$16.83/sh+29,270$492,61429,270 total
    Exercise: $16.83Exp: 2018-03-03Common Stock (29,270 underlying)
Holdings
  • Common Stock, Par Value $0.01 Per Share

    (indirect: By 401(k))
    465
  • Common Stock, Par Value $0.01 Per Share

    (indirect: By Children)
    3,242
  • Common Stock, Par Value $0.01 Per Share

    (indirect: By Children)
    3,242
Footnotes (11)
  • [F1]Reflects outstanding share awards, made pursuant to the Employee Matters Agreement ("Employee Matters Agreement") between Lumos Networks Corp. ("Lumos") and NTELOS Holdings Corp. ("NTELOS") and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F10]Vests 25% on February 28 in each of the years 2012 - 2015.
  • [F11]21,953 options fully vested and exercisable; 7,317 additional options vest on March 3, 2012.
  • [F2]Balance reflects receipt of stock distribution from NTELOS on October 31, 2011 and automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F3]Balance reflects receipt of stock distribution from NTELOS on October 31, 2011 in connection with spin off of Lumos.
  • [F4]The reporting person disclaims beneficial owership of these securiteis, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]Exercise Price reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F6]Number of options reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F7]Option fully vested and currently exercisable.
  • [F8]14,635 options fully vested and exercisable; 7,318 options vest on March 3, 2012 and 7,317 options vest on March 3, 2013.
  • [F9]22,437 options fully vested and exercisable; one third of the remaining balance vests on March 1 on each of the years 2012 - 2014.

Issuer

Lumos Networks Corp.

CIK 0001520744

Entity typeother

Related Parties

1
  • filerCIK 0001351965

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:46 PM ET
Size
20.8 KB