Home/Filings/4/0001127602-11-029702
4//SEC Filing

Berry Frank Lawrence 4

Accession 0001127602-11-029702

CIK 0001520744other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 8:47 PM ET

Size

21.4 KB

Accession

0001127602-11-029702

Insider Transaction Report

Form 4
Period: 2011-11-11
Berry Frank Lawrence
Chief Operating Officer & Sec.
Transactions
  • Award

    Common Stock, Par Value $0.01 Per Share

    2011-11-11+52,24164,239 total
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.32/sh+8,236$117,9408,236 total
    Exercise: $14.32Exp: 2017-03-05Common Stock (8,236 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$16.83/sh+8,236$138,6128,236 total
    Exercise: $16.83Exp: 2018-03-03Common Stock (8,236 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.23/sh+8,236$117,1988,236 total
    Exercise: $14.23Exp: 2019-03-02Common Stock (8,236 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$14.63/sh+18,314$267,93418,314 total
    Exercise: $14.63Exp: 2019-07-01Common Stock (18,314 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$13.77/sh+60,895$838,52460,895 total
    Exercise: $13.77Exp: 2020-03-01Common Stock (60,895 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-11-11$15.33/sh+58,515$897,03558,515 total
    Exercise: $15.33Exp: 2021-02-28Common Stock (58,515 underlying)
Holdings
  • Common Stock, Par Value $0.01 Per Share

    (indirect: By 401(k))
    435
Footnotes (11)
  • [F1]Reflects automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement ("Employee Matters Agreement") between Lumos Networks Corp. ("Lumos") and NTELOS Holdings Corp. ("NTELOS") and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F10]15,223 options fully vested and currently exercisable; one third of the remaining balance vests on March 1 on each of the years 2012 - 2014.
  • [F11]Vests 25% on February 28 in each of the years 2012 - 2015.
  • [F2]Balance reflects receipt of stock distribution by NTELOS on October 31, 2011 and automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
  • [F3]Balance reflects receipt of stock distribution from NTELOS on October 31, 2011 in connection with spin off of Lumos.
  • [F4]Exercise Price reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F5]Number of options reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
  • [F6]Option fully vested and currently exercisable.
  • [F7]6,177 options fully vested and exercisable; the remaining 2,059 options vest on March 3, 2012.
  • [F8]4,118 options fully vested and exercisable; 2,059 additional options vest on each of March 2, 2012 and 2013.
  • [F9]9,155 options fully vested and exercisable; 4,579 options vest on July 1, 2012 and 4,580 options vest on July 1, 2013.

Issuer

Lumos Networks Corp.

CIK 0001520744

Entity typeother

Related Parties

1
  • filerCIK 0001466763

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:47 PM ET
Size
21.4 KB