4//SEC Filing
SCHARLAU CHARLES E 4
Accession 0001127602-11-031903
CIK 0000007332other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:01 PM ET
Size
22.7 KB
Accession
0001127602-11-031903
Insider Transaction Report
Form 4
SCHARLAU CHARLES E
Director
Transactions
- Other
Common Stock
2011-11-25−19,403→ 69,679 total(indirect: By Trust) - Other
Common Stock
2011-08-11+78,532→ 509,056 total - Award
Stock Options (Right to Buy)
2011-12-08+4,450→ 4,450 totalExercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (4,450 underlying) - Other
Common Stock
2011-11-25+19,403→ 528,459 total - Award
Common Stock
2011-12-08+2,210→ 530,669 total - Other
Common Stock
2011-08-11−78,532→ 0 total(indirect: By Trust)
Holdings
- 6,000
Stock Options (Right to Buy)
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (6,000 underlying) - 4,550
Stock Options (Right to Buy)
Exercise: $36.22From: 2011-12-09Exp: 2017-12-09→ Common Stock (4,550 underlying) - 5,270
Stock Options (Right to Buy)
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (5,270 underlying) - 523,794(indirect: By LLC)
Common Stock
- 6,000
Stock Options (Right to Buy)
Exercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (6,000 underlying) - 3,960
Stock Options (Right to Buy)
Exercise: $40.73From: 2010-12-10Exp: 2016-12-10→ Common Stock (3,960 underlying) - 8,000(indirect: By Spouse)
Common Stock
- 5,500
Stock Options (Right to Buy)
Exercise: $17.97From: 2006-12-13Exp: 2012-12-13→ Common Stock (5,500 underlying)
Footnotes (4)
- [F1]On August 11, 2011, 78,532 shares were transferred out of the Charles E. Scharlau III 2009 Retained Annuity Trust ("Charles Scharlau GRAT") and registered in the name of the reporting person. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F2]On November 25, 2011, 19,403 shares were transferred out of the Charles E. Scharlau III Children's 2010 Retained Annuity Trust ("Charles Scharlau 2010 GRAT") and registered in the name of the reporting person. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F3]Restricted stock and nonqualified stock options granted in consideration of services as a director.
- [F4]Nonqualified stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control.
Documents
Issuer
SOUTHWESTERN ENERGY CO
CIK 0000007332
Entity typeother
Related Parties
1- filerCIK 0001103811
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:01 PM ET
- Size
- 22.7 KB