4//SEC Filing
JONES WILLIAM H 4
Accession 0001127602-11-032197
CIK 0001051741other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 11:32 AM ET
Size
9.1 KB
Accession
0001127602-11-032197
Insider Transaction Report
Form 4
JONES WILLIAM H
DirectorOther
Transactions
- Purchase
Series B Nonconvertible Preferred Stock
2011-12-14$25.00/sh+3,200$80,000→ 3,200 total
Holdings
- 1,455(indirect: By Son)
Common Stock
- 143,132
Common Stock
- 614.942
Dividend Equivalent Units (deu)
Exercise: $0.00→ Common Stock (614.942 underlying) - 25,480
Non-qualified Stock Option (Right to Buy)
Exercise: $13.28From: 2006-01-14Exp: 2015-01-14→ Common Stock (25,480 underlying) - 428(indirect: By Daughter)
Common Stock
Footnotes (3)
- [F1]DEUs convert into common stock on a 1-for-1 basis.
- [F2]DEUs have no exercise price.
- [F3]DEUs have no expiration date.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeother
Related Parties
1- filerCIK 0001238058
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 11:32 AM ET
- Size
- 9.1 KB