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FIRST NIAGARA FINANCIAL GROUP INC·4

Dec 14, 11:32 AM ET

JONES WILLIAM H 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Dec 14, 2011

Insider Transaction Report

Form 4
Period: 2011-12-14
FIRST NIAGARA FINANCIAL GROUP INCFNFG
JONES WILLIAM H
DirectorOther
Transactions
  • Purchase

    Series B Nonconvertible Preferred Stock

    2011-12-14$25.00/sh+3,200$80,000→ 3,200 total
Holdings

  • Common Stock

    (indirect: By Son)
    1,455

  • Common Stock

    143,132

  • Dividend Equivalent Units (deu)

    Exercise: $0.00→ Common Stock (614.942 underlying)
    614.942

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $13.28From: 2006-01-14Exp: 2015-01-14→ Common Stock (25,480 underlying)
    25,480

  • Common Stock

    (indirect: By Daughter)
    428
Footnotes (3)
  • [F1]DEUs convert into common stock on a 1-for-1 basis.
  • [F2]DEUs have no exercise price.
  • [F3]DEUs have no expiration date.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT