4//SEC Filing
Piterans Marianne 4
Accession 0001127602-11-032950
CIK 0001381668other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 4:53 PM ET
Size
18.9 KB
Accession
0001127602-11-032950
Insider Transaction Report
Form 4
Piterans Marianne
DirectorDirector of Human Resources
Transactions
- Award
Employee Stock Option (right to buy)
2011-12-19$8.61/sh+36,900$317,709→ 36,900 totalExercise: $8.61Exp: 2021-12-15→ Common Stock (36,900 underlying) - Award
Restricted Stock Units
2011-12-19+5,500→ 5,500 totalFrom: 2011-12-19→ Common Stock (5,500 underlying)
Holdings
- 31,500
Employee Stock Option (right to buy)
Exercise: $14.00Exp: 2020-05-14→ Common Stock (31,500 underlying) - 50,000
Common Stock
- 37,629(indirect: By 401(k))
Common Stock
- 37,500
Employee Stock Option (right to buy)
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying) - 35,100
Restricted Stock Units
→ Common Stock (35,100 underlying) - 3,600
Restricted Stock Units
→ Common Stock (3,600 underlying) - 3,919(indirect: By ESOP)
Common Stock
- 126,500
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying)
Footnotes (10)
- [F1]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F10]The reporting person received a grant of 31,500 stock options that vest in three equal annual installlments beginning May 14, 2011.
- [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F3]As reported on the Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
- [F4]As reported on the Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012.
- [F5]As reported on the Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F6]The reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F7]As reported on the Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F8]The reporting person received a grant of 36,900 stock options on December 19, 2011 that vest in three equal annual installments beginning December 15, 2012.
- [F9]The reporting person was granted 5,500 Restricted Stock Units ("RSUs") on December 19, 2011. These RSUs vest in three equal annual installments beginning 12/15/2012.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001388147
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 4:53 PM ET
- Size
- 18.9 KB