Home/Filings/4/0001127602-11-033044
4//SEC Filing

Pappis Charles C 4

Accession 0001127602-11-033044

CIK 0000006951other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 9:15 PM ET

Size

8.0 KB

Accession

0001127602-11-033044

Insider Transaction Report

Form 4
Period: 2011-12-19
Pappis Charles C
Corp.VP, GM AGS
Transactions
  • Tax Payment

    Common Stock

    2011-12-19$10.13/sh32,417$328,384356,292.917 total
  • Sale

    Common Stock

    2011-12-20$10.62/sh37,583$399,131318,709.917 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,268.018
Footnotes (3)
  • [F1]Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
  • [F2]Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).
  • [F3]Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.

Issuer

APPLIED MATERIALS INC /DE

CIK 0000006951

Entity typeother

Related Parties

1
  • filerCIK 0001475345

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 9:15 PM ET
Size
8.0 KB