DINGLE DAVID 4
4 · CARNIVAL PLC · Filed Dec 29, 2011
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
DINGLE DAVID
CEO, Carnival UK
Transactions
- Award
Ordinary Shares
2011-12-28$33.08/sh+583$19,284→ 45,803 total - Sale
Ordinary Shares
2011-12-28$33.08/sh−15,005$496,335→ 30,798 total
Holdings
- 28(indirect: By Spouse)
Ordinary Shares
Footnotes (2)
- [F1]Represents settlement of dividend equivalents accummulated during the restricted period of restricted stock or restricted stock unit award originally granted in 2008, which has now been released.
- [F2]These shares were sold upon the vesting of restricted stock units granted under the Company's 2005 Employee Share Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a three-day period ending on December 28, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between GBP21.52 and GBP20.90. The transaction was conducted in British Pounds. The sale price of GBP21.15 was converted into US$ at the December 28, 2011 conversion rate of GBP1 = USD1.564. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.