Trehan Rita 4
4 · AES CORP · Filed Jan 4, 2012
Insider Transaction Report
Form 4
AES CORPAES
Trehan Rita
Vice President Human Resources
Transactions
- Tax Payment
Common Stock
2011-12-30$11.84/sh−809$9,579→ 13,342 total - Exercise/Conversion
Restricted Stock Units
2011-12-30−2,412→ 0 total→ Common Stock (2,412 underlying) - Exercise/Conversion
Common Stock
2011-12-30+2,412→ 14,151 total
Holdings
- 285(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit was the economic equivalent of one share of AES Common Stock.
- [F2]Exercisable Date was 12/30/2011 and Expiration Date was 12/30/2011.
- [F3]Previously included in Column 5 of Table 1. Therefore, the amount of securities beneficially owned following the stock settlement of the restricted stock unit award did not increase.
- [F4]Between 10/17/2011 and 12/30/2011, the reporting person acquired 285 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information was based on a plan statement dated December 30, 2011.