Home/Filings/4/0001127602-12-001645
4//SEC Filing

LARSEN KEITH G 4

Accession 0001127602-12-001645

CIK 0000101594other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 5:10 PM ET

Size

14.0 KB

Accession

0001127602-12-001645

Insider Transaction Report

Form 4
Period: 2012-01-12
LARSEN KEITH G
DirectorCHAIRMAN & CEO
Transactions
  • Award

    Common Stock

    2012-01-12$2.91/sh+8,494$24,71897,956 total(indirect: By Esop)
  • Other

    Common Stock

    2012-01-12$2.91/sh+20,148$58,631188,060 total(indirect: By Immediate Family)
Holdings
  • Common Stock

    430,275
  • Stock Options (Right to Buy)

    Exercise: $2.46From: 2004-07-01Exp: 2014-06-30Common Stock (59,350 underlying)
    59,350
  • Stock Options (Right to Buy)

    Exercise: $3.86From: 2005-10-14Exp: 2015-10-13Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy)

    Exercise: $2.52From: 2009-09-22Exp: 2018-09-21Common Stock (75,000 underlying)
    75,000
  • Stock Options (Right to Buy)

    Exercise: $4.97From: 2008-01-01Exp: 2017-07-26Common Stock (150,000 underlying)
    150,000
  • Common Stock

    (indirect: By Trust)
    466,513
Footnotes (8)
  • [F1]Shares issued in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
  • [F2]Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
  • [F3]Shares issued to be held in ESOP accounts established for the benefit of members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
  • [F4]Includes shares held in ESOP accounts established to benefit members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
  • [F5]As a result of the settlement of Mr. John L. Larsen's Estate, 466,513 shares of U.S. Energy common stock were put into a Family Trust. Keith Larsen is John L. Larsen's son and serves as the Co-Trustee of a Family Trust.
  • [F6]Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
  • [F7]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
  • [F8]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.

Issuer

US ENERGY CORP

CIK 0000101594

Entity typeother

Related Parties

1
  • filerCIK 0001065872

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:10 PM ET
Size
14.0 KB