4//SEC Filing
JANUS CAPITAL GROUP INC 4
Accession 0001127602-12-004266
CIK 0001065865operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 8:38 PM ET
Size
16.2 KB
Accession
0001127602-12-004266
Insider Transaction Report
Form 4
BEERY ROBIN C
EVP, Chief Marketing Officer
Transactions
- Sale
Common Stock
2012-02-02$8.17/sh−10,580$86,439→ 148,673 total - Award
Common Stock
2012-02-03$8.57/sh+88,681$759,996→ 237,354 total
Holdings
- 9,210(indirect: Held By ESOP)
Common Stock
- 1
Stock Option (Right to Buy) And Lsar
Exercise: $16.24From: 2007-01-02Exp: 2014-02-03→ Common Stock (1 underlying) - 57,054
Stock Options (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (57,054 underlying) - 18,992
Stock Options (Right to Buy)
Exercise: $11.78Exp: 2017-02-05→ Common Stock (18,992 underlying) - 27,380
Stock Options (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (27,380 underlying) - 26,610
Stock Options (Right to Buy)
Exercise: $21.01From: 2011-02-01Exp: 2014-02-01→ Common Stock (26,610 underlying) - 21,208
Stock Options (Right to Buy)
Exercise: $27.54From: 2011-02-01Exp: 2015-01-31→ Common Stock (21,208 underlying) - 99,801
Stock Options (Right to Buy)
Exercise: $27.54From: 2012-02-01Exp: 2015-01-31→ Common Stock (99,801 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
- [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F4]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001065865
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 8:38 PM ET
- Size
- 16.2 KB