HOWARD ROBERT L 5
5 · SOUTHWESTERN ENERGY CO · Filed Feb 13, 2012
Insider Transaction Report
Form 5
HOWARD ROBERT L
Director
Transactions
- Other
Common Stock
2010-02-09−22,500→ 0 total(indirect: By Trust) - Other
Common Stock
2010-02-09+22,500→ 95,800 total - Other
Common Stock
2010-02-09−22,500→ 0 total(indirect: By Trust) - Other
Common Stock
2010-02-09+22,500→ 95,800 total - Other
Common Stock
2011-03-31−45,000→ 95,800 total - Other
Common Stock
2011-03-31+45,000→ 45,000 total(indirect: By Partnership)
Holdings
- 5,270
Stock Options (Right to Buy)
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (5,270 underlying) - 4,450
Stock Options (Right to Buy)
Exercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (4,450 underlying) - 7,965(indirect: By Trust)
Common Stock
- 7,305(indirect: By Trust)
Common Stock
- 64,000
Stock Options (Right to Buy)
Exercise: $3.10From: 2004-12-31Exp: 2013-12-31→ Common Stock (64,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (6,000 underlying) - 4,550
Stock Options (Right to Buy)
Exercise: $36.22From: 2011-12-09Exp: 2017-12-09→ Common Stock (4,550 underlying) - 3,960
Stock Options (Right to Buy)
Exercise: $40.73From: 2010-12-10Exp: 2016-12-10→ Common Stock (3,960 underlying)
Footnotes (3)
- [F1]On February 9, 2010, 22,500 shares of stock held in the Helen C. Howard GRAT (the "HCH GRAT") were transferred out of the HCH GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F2]On February 9, 2010, 22,500 shares of stock held in the Robert L. Howard GRAT (the "RLH GRAT") were transferred out of the RLH GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F3]On March 31, 2011, the reporting person transferred 45,000 shares of Southwestern Energy Company stock into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred shares.