SALM THOMAS R 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 14, 2012
Insider Transaction Report
Form 5
SALM THOMAS R
Director
Transactions
- Small Acquisition
Common Stock
2011-12-31+44→ 1,268 total(indirect: By Spouse) - Small Acquisition
Phantom Stock
2011-12-31+64→ 6,969 total→ Common Stock (64 underlying)
Holdings
- 3,836
Common Stock
Footnotes (3)
- [F1]Shares acquired through reinvestment of quarterly cash dividends.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F3]Includes 3,836 shares of TMP stock held in the reporting person's IRA that were previously reported as "Common Stock - IRA".