Rooney Kathleen M 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 15, 2012
Insider Transaction Report
Form 5
Rooney Kathleen M
EVP, Corp Marketing Officer
Transactions
- Small Acquisition
Common Stock
2011-12-31+179→ 1,788 total
Holdings
- 3,352
Incentive Stock Option (Right to Buy)
Exercise: $33.93Exp: 2014-06-28→ Common Stock (3,352 underlying) - 4,840
Incentive Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (4,840 underlying) - 154
Non-qualified Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (154 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying) - 10,846
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (10,846 underlying)
Footnotes (5)
- [F1]Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
- [F2]The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
- [F3]The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
- [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
- [F5]Includes 1,499 shares of TMP stock held in the reporting person's 401K/ESOP, 1,329 of which were previously reported as "Common Stock - 401K/ESOP" shares in Table I in the reporting person's Form 5 filed on February 15, 2011.