PAGE RICHARD W. 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 15, 2012
Insider Transaction Report
Form 5
PAGE RICHARD W.
Sr. Vice President, CTO
Transactions
- Small Acquisition
Common Stock
2011-12-31+168→ 2,845 total
Holdings
- 5,250
Stock Appreciation Rights (SAR)
Exercise: $37.00Exp: 2021-08-19→ Common Stock (5,250 underlying) - 5,500
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (5,500 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying)
Footnotes (5)
- [F1]Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
- [F2]The option becomes exercisable in six annual installments commencing two years after the date of grant.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
- [F4]Includes 1,195 shares of TMP stock held in the reporting person's 401K/ESOP, 1,027 of which were previously reported as "Common Stock - 401K/ESOP" shares in Table I in the reporting person's Form 5 filed on February 15, 2011.
- [F5]Includes 1,650 shares of Restricted Stock granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.