Wang Xinqiao 4
4 · EMCORE CORP · Filed Feb 16, 2012
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Wang Xinqiao
Exec. VP, China Operations
Transactions
- Exercise/Conversion
Emcore Common Stock
2012-02-14+9,125→ 67,376 total - Exercise/Conversion
Restricted Stock Units
2012-02-14−9,125→ 27,375 total→ Emcore Common Stock (9,125 underlying)
Holdings
- 1,720(indirect: By Spouse)
Emcore Common Stock
- 13,329(indirect: By Trust)
Emcore Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two.
- [F2]9,125 restricted stock units vesting on February 14, 2012.
- [F3]Vests in three equal installments on December 6, 2012; December 6, 2013; and December 6, 2014. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the reporting person.
- [F4]The restricted stock units were awarded to the reporting person for no cash or other similar considerations.