Home/Filings/4/0001127602-12-007148
4//SEC Filing

LaVecchia Jean M 4

Accession 0001127602-12-007148

CIK 0000072741other

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 4:42 PM ET

Size

9.8 KB

Accession

0001127602-12-007148

Insider Transaction Report

Form 4
Period: 2012-01-31
LaVecchia Jean M
VP-Human Resources
Transactions
  • Award

    Common Shares, $5.00 par value

    2012-02-16+2,95931,236 total
  • Award

    Common Shares, $5.00 par value

    2012-02-16+2,30233,538 total
  • Award

    Phantom Shares

    2012-01-31+52574 total
    Common Shares, $5.00 par value (52 underlying)
Holdings
  • Common Shares, $5.00 par value

    (indirect: By 401(k))
    2,820
Footnotes (4)
  • [F1]Includes restricted share units and reinvested dividend equivalents thereon.
  • [F2]Grant of restricted share units under the 2012 - 2014 Long Term Incentive Plan.
  • [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
  • [F4]Matching contribution of reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares. Each phantom share represents the right to receive the cash value of one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.

Issuer

NORTHEAST UTILITIES

CIK 0000072741

Entity typeother

Related Parties

1
  • filerCIK 0001415289

Filing Metadata

Form type
4
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:42 PM ET
Size
9.8 KB