ROBB JAMES B 4
4 · NORTHEAST UTILITIES · Filed Feb 21, 2012
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Award
Common Shares, $5.00 par value
2012-02-16+4,693→ 60,215 total - Award
Common Shares, $5.00 par value
2012-02-16+3,073→ 63,288 total - Award
Phantom Shares
2012-01-31+145→ 892 total→ Common Shares, $5.00 par value (145 underlying)
Holdings
- 813(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Includes restricted share units and reinvested dividend equivalents thereon.
- [F2]Grant of restricted share units under the 2012 - 2014 Long Term Incentive Plan.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
- [F4]Matching contributions of reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares. Each phantom share represents the right to receive cash value of one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.