Horn Randall C 4
4 · Unum Group · Filed Feb 23, 2012
Insider Transaction Report
Form 4
Unum GroupUNM
Horn Randall C
EVP, President & CEO, Colonial
Transactions
- Tax Payment
Common Stock
2012-02-22$23.28/sh−1,743$40,577→ 135,106 total - Award
Common Stock
2012-02-21+16,575→ 136,849 total - Award
Employee Stock Option (right to buy)
2012-02-21+13,191→ 13,191 totalExercise: $23.35Exp: 2020-02-21→ Common Stock (13,191 underlying)
Footnotes (6)
- [F1]All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 21, 2013.
- [F2]Includes 59,743 stock-settled RSUs and 77,106 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F3]Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 755.098 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- [F4]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,010.645 stock-settled RSUs.
- [F5]Includes 54,733 stock-settled RSUs and 80,373 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F6]The options vest in three equal annual installments beginning on February 21, 2013.