ROBB JAMES B 4
4 · NORTHEAST UTILITIES · Filed Feb 29, 2012
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Tax Payment
Common Shares, $5.00 par value
2012-02-27$35.86/sh−359$12,874→ 62,929 total
Holdings
- 822(indirect: By 401(k))
Common Shares, $5.00 par value
- 898
Phantom Shares
→ Common Shares, $5.00 par value (898 underlying)
Footnotes (4)
- [F1]Disposition of restricted share units upon vesting to satisfy tax withholding obligations.
- [F2]Includes restricted share units and reinvested dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
- [F4]Matching contributions of reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.