4//SEC Filing
HOWARD ROBERT L 4
Accession 0001127602-12-010361
CIK 0000007332other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 12:55 PM ET
Size
23.4 KB
Accession
0001127602-12-010361
Insider Transaction Report
Form 4
HOWARD ROBERT L
Director
Transactions
- Other
Common Stock
2012-02-07−7,305→ 0 total(indirect: By Trust) - Other
Common Stock
2012-02-07+7,305→ 111,070 total - Exercise/Conversion
Common Stock
2012-03-08$3.10/sh+64,000$198,400→ 175,070 total - Other
Common Stock
2012-01-18+7,965→ 103,765 total - Sale
Common Stock
2012-03-08$33.59/sh−64,000$2,149,965→ 111,070 total - Other
Common Stock
2012-01-18−7,965→ 0 total(indirect: By Trust) - Exercise/Conversion
Stock Options (Right to Buy)
2012-03-08−64,000→ 0 totalExercise: $3.10From: 2004-12-31Exp: 2013-12-31→ Common Stock (64,000 underlying)
Holdings
- 6,000
Stock Options (Right to Buy)
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (6,000 underlying) - 5,270
Stock Options (Right to Buy)
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (5,270 underlying) - 3,960
Stock Options (Right to Buy)
Exercise: $40.73From: 2010-12-10Exp: 2016-12-10→ Common Stock (3,960 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (6,000 underlying) - 45,000(indirect: By Partnership)
Common Stock
- 4,550
Stock Options (Right to Buy)
Exercise: $36.22From: 2011-12-09Exp: 2017-12-09→ Common Stock (4,550 underlying) - 4,450
Stock Options (Right to Buy)
Exercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (4,450 underlying)
Footnotes (3)
- [F1]On January 18, 2012, 7,965 shares of stock held in the Helen C. Howard 2009 GRAT (the "HCH 2009 GRAT") were transferred out of the HCH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F2]On February 7, 2012, 7,305 shares of stock held in the Robert L. Howard 2009 GRAT (the "RLH 2009 GRAT") were transferred out of the RLH 2009 GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F3]This transaction was executed in multiple trades at prices ranging from $33.55 to $33.66. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Documents
Issuer
SOUTHWESTERN ENERGY CO
CIK 0000007332
Entity typeother
Related Parties
1- filerCIK 0001103807
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 12:55 PM ET
- Size
- 23.4 KB