LaVecchia Jean M 4
4 · NORTHEAST UTILITIES · Filed Mar 19, 2012
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Tax Payment
Common Shares, $5.00 par value
2012-03-15$36.74/sh−918$33,727→ 30,908 total - Sale
Common Shares, $5.00 par value
2012-03-16$36.53/sh−500$18,266→ 30,408 total - Gift
Common Shares, $5.00 par value
2012-03-16−550→ 29,858 total
Holdings
- 2,833(indirect: By 401(k))
Common Shares, $5.00 par value
- 578
Phantom Shares
→ Common Shares, $5.00 par value (578 underlying)
Footnotes (4)
- [F1]Disposition of performance shares under the 2009 - 2011 Long Term Incentive Plan, previously reported on February 21, 2012, to satisfy tax withholding obligations.
- [F2]Includes restricted share units and reinvested dividend equivalents thereon.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
- [F4]Matching contributions on reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.