KOELMEL JOHN R 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Apr 3, 2012

Form 4

Period: 2012-03-30

DirectorPresident & CEO

Transactions

Award
Non-qualified Stock Option (Right to Buy)
2012-03-30+208,413→ 208,413 total
Exercise: $9.84From: 2013-03-30Exp: 2022-03-30→ Common Stock (208,413 underlying)

Holdings

Non-qualified Stock Option (Right to Buy)
Exercise: $14.95From: 2005-01-12Exp: 2014-01-12→ Common Stock (30,000 underlying)
30,000
Common Stock
257,142
Common Stock
(indirect: By 401(k))
22,451
Common Stock
(indirect: By Spouse)
21,384
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (35,200 underlying)
35,200
Non-qualified Stock Option (Right to Buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (21,800 underlying)
21,800
Non-qualified Stock Option (Right to Buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (125,067 underlying)
125,067
Non-qualified Stock Option (Right to Buy)
Exercise: $14.44From: 2011-01-26Exp: 2020-01-25→ Common Stock (108,945 underlying)
108,945
Non-qualified Stock Option (Right to Buy)
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (116,091 underlying)
116,091
Non-qualified Stock Option (Right to Buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (13,700 underlying)
13,700
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-02-20Exp: 2017-02-20→ Common Stock (100,000 underlying)
100,000
Non-qualified Stock Option (Right to Buy)
Exercise: $13.25From: 2009-01-27Exp: 2019-01-27→ Common Stock (89,109 underlying)
89,109
Common Stock
(indirect: By Esop)
3,534
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (46,500 underlying)
46,500

Footnotes (1)

[F1]Represents options that vest in three equal installments, commencing one year following the date of grant.

Documents

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