4//SEC Filing
LaVecchia Jean M 4
Accession 0001127602-12-013369
CIK 0000072741other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 9:06 PM ET
Size
7.8 KB
Accession
0001127602-12-013369
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Tax Payment
Common Shares, $5.00 par value
2012-04-02$37.21/sh−8$298→ 29,921 total
Holdings
- 582
Phantom Shares
→ Common Shares, $5.00 par value (582 underlying) - 2,862(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Tax withholding with regard to shares issued in respect of dividend equivalents to which the reporting person became entitled on March 1, 2012. The dividend equivalents related to Performance Units that were paid out in shares of issuer common stock on February 16, 2012. Shares in respect of the dividend equivalents were paid out thereafter.
- [F2]Includes restricted share units and reinvested dividend equivalents thereon and shares issued in respect of the dividend equivalents described in note 1.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
- [F4]Matching contributions on reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001415289
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 9:06 PM ET
- Size
- 7.8 KB