4//SEC Filing
HANSON LINDA 4
Accession 0001127602-12-014529
CIK 0001025835other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:20 PM ET
Size
14.3 KB
Accession
0001127602-12-014529
Insider Transaction Report
Form 4
HANSON LINDA
President
Transactions
- Other
Common Stock
2012-04-20−1,000→ 18,314 total - Award
Common Stock
2012-04-20$11.33/sh+7,609$86,210→ 25,923 total
Holdings
- 2,142(indirect: 401 (k) Plan)
Common Stock
- 36,000
Stock Settled Stock Appreciation Rights
Exercise: $15.95From: 2009-07-07Exp: 2018-07-07→ Common Stock (36,000 underlying) - 13,915(indirect: By Children)
Common Stock
- 43,472
Common Stock
- 25,133(indirect: By IRA)
Common Stock
- 11,495
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (11,495 underlying) - 9,433
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (9,433 underlying)
Footnotes (7)
- [F1]The Shares of restricted stock were surrendered to the Company without value on April 20, 2012 pursuant to the Company's Clawback Policy.
- [F2]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
- [F3]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F4]These shares are held jointly with spouse.
- [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F6]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
- [F7]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001395348
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 5:20 PM ET
- Size
- 14.3 KB