Woodworth John K 4

Accession 0001127602-12-016001

CIK 0000066740other

View on SEC.gov Company Profile

Filed

May 6, 8:00 PM ET

Accepted

May 7, 11:49 AM ET

Size

38.2 KB

Accession

0001127602-12-016001

Insider Transaction Report

Form 4

Period: 2012-05-03

3M COMMM

Woodworth John K

VICE PRESIDENT CORP SC OPERTNS

Transactions

Exercise/Conversion
Common Stock
2012-05-03$84.40/sh+15,018$1,267,519→ 29,198 total
Tax Payment
Common Stock
2012-05-03$89.39/sh−357$31,912→ 14,662 total
Sale
Common Stock
2012-05-03$89.32/sh−43$3,841→ 45,151 total
Sale
Common Stock
2012-05-03$89.33/sh−1,499$133,906→ 43,652 total
Sale
Common Stock
2012-05-03$89.34/sh−1,052$93,986→ 42,600 total
Sale
Common Stock
2012-05-03$89.40/sh−1,792$160,205→ 21,738 total
Tax Payment
Common Stock
2012-05-03$89.39/sh−14,179$1,267,461→ 15,019 total
Exercise/Conversion
Common Stock
2012-05-03$54.11/sh+30,532$1,652,087→ 45,194 total
Sale
Common Stock
2012-05-03$89.35/sh−5,832$521,089→ 36,768 total
Sale
Common Stock
2012-05-03$89.36/sh−6,516$582,270→ 30,252 total
Sale
Common Stock
2012-05-03$89.39/sh−2,151$192,278→ 23,530 total
Sale
Common Stock
2012-05-03$89.41/sh−1,936$173,098→ 19,802 total
Sale
Common Stock
2012-05-03$89.43/sh−1,383$123,682→ 16,462 total
Sale
Common Stock
2012-05-03$89.44/sh−100$8,944→ 14,762 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2012-05-03−30,532→ 0 total
Exercise: $54.11From: 2010-02-09Exp: 2019-02-08→ Common Stock (30,532 underlying)
Sale
Common Stock
2012-05-03$89.37/sh−1,945$173,825→ 28,307 total
Sale
Common Stock
2012-05-03$89.38/sh−2,626$234,712→ 25,681 total
Sale
Common Stock
2012-05-03$89.42/sh−1,957$174,995→ 17,845 total
Sale
Common Stock
2012-05-03$89.44/sh−1,600$143,104→ 14,862 total
Sale
Common Stock
2012-05-03$89.44/sh−100$8,945→ 14,662 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2012-05-03−15,018→ 1,744 total
Exercise: $84.40From: 2005-05-12Exp: 2014-05-09→ Common Stock (15,018 underlying)
Award
Non-qualified Stock Option (Right to Buy)
2012-05-03$89.39/sh+14,536$1,299,373→ 14,536 total
Exercise: $89.39From: 2012-11-03Exp: 2014-05-09→ Common Stock (14,536 underlying)

Holdings

Common Stock
(indirect: By Corporation)
903.58

Footnotes (3)

[F1]This Form is being filed to report the exercise of a 3M stock option for a total of 15,018 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 482 shares of 3M common stock. As a result of this transaction, 357 shares were sold to pay withholding taxes to the respective government agencies.
[F2]Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
[F3]Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Performance Awards Deferred Compensation Plan.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

3M CO

CIK 0000066740

→

Entity typeother

Related Parties

filerCIK 0001377945

Filing Metadata

Form type: 4
Filed: May 6, 8:00 PM ET
Accepted: May 7, 11:49 AM ET
Size: 38.2 KB

View on SEC.gov