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4//SEC Filing

MUELLER JEROME M 4

Accession 0001127602-12-016031

CIK 0001025835other

Filed

May 6, 8:00 PM ET

Accepted

May 7, 4:28 PM ET

Size

9.5 KB

Accession

0001127602-12-016031

Insider Transaction Report

Form 4
Period: 2012-05-03
MUELLER JEROME M
SVP Marketing
Transactions
  • Award

    Restricted Share Units

    2012-05-03+4,7615,016 total
    Common Stock (5,016 underlying)
Holdings
  • Stock Settled Stock Appreciation Rights

    Exercise: $25.63From: 2007-12-15Exp: 2017-06-15Common Stock (4,953 underlying)
    4,953
  • Stock Settled Stock Appreciation Rights

    Exercise: $20.63From: 2008-12-15Exp: 2018-06-13Common Stock (3,000 underlying)
    3,000
  • Common Stock

    21,685
Footnotes (4)
  • [F1]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F2]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F3]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
  • [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

Entity typeother

Related Parties

1
  • filerCIK 0001395312

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 4:28 PM ET
Size
9.5 KB