4//SEC Filing
WITTERSCHEIN ROBERT J 4
Accession 0001127602-12-016049
CIK 0001025835other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 4:42 PM ET
Size
9.5 KB
Accession
0001127602-12-016049
Insider Transaction Report
Form 4
WITTERSCHEIN ROBERT J
Executive Vice President
Transactions
- Tax Payment
Common Stock
2012-05-03$11.91/sh−1,427$16,996→ 6,889 total - Award
Common Stock
2012-05-03$11.91/sh+3,362$40,041→ 8,316 total
Holdings
- 323(indirect: By 401(k))
Common Stock
- 6,921(indirect: By Trust)
Common Stock
- 20,000
Stock Settled Stock Appreciation Rights
Exercise: $10.14From: 2011-08-02Exp: 2020-08-02→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of restricted stock.
- [F3]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on August 2 of each year, commencing August 2, 2011.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001500312
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 4:42 PM ET
- Size
- 9.5 KB