4//SEC Filing
Sweeney Joseph J 4
Accession 0001127602-12-024894
CIK 0000006951other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 7:14 PM ET
Size
10.1 KB
Accession
0001127602-12-024894
Insider Transaction Report
Form 4
Sweeney Joseph J
Sr. VP, GC & Corp. Secretary
Transactions
- Exercise/Conversion
Common Stock
2012-08-17$8.58/sh+100,000$858,000→ 603,344 total - Sale
Common Stock
2012-08-17$11.89/sh−100,000$1,189,000→ 503,344 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-17−100,000→ 100,000 totalExercise: $8.58Exp: 2014-03-09→ Common Stock (100,000 underlying)
Holdings
- 14,332.133(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 336,250 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).
- [F2]Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under 401(k) Plan that are exempt under Rule 16b-3.
- [F3]200,000 shares became exercisable on 4/1/2012.
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001322085
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 7:14 PM ET
- Size
- 10.1 KB