Thaeler John D 4
4 · SOUTHWESTERN ENERGY CO · Filed Sep 18, 2012
Insider Transaction Report
Form 4
Thaeler John D
Sr. Vice Pres. of Subsidiary
Transactions
- Exercise/Conversion
Common Stock
2012-09-14$17.75/sh+3,146$55,826→ 195,826.097 total - Other
Common Stock
2012-09-14$30.30/sh+168.387$5,102→ 28,683.644 total(indirect: By 401(k)) - Exercise/Conversion
Common Stock
2012-09-14$20.34/sh+17,237$350,514→ 226,064.097 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−3,259→ 10,791 totalExercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (3,259 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−3,146→ 0 totalExercise: $17.75From: 2006-12-08Exp: 2012-12-08→ Common Stock (3,146 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−13,001→ 0 totalExercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (13,001 underlying) - Exercise/Conversion
Common Stock
2012-09-14$27.18/sh+13,001$353,367→ 208,827.097 total - Sale
Common Stock
2012-09-14$36.20/sh−100,000$3,620,430→ 126,064.097 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−10,791→ 0 totalExercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (10,791 underlying) - Disposition to Issuer
Common Stock
2012-06-01−11,880→ 178,781.097 total - Exercise/Conversion
Common Stock
2012-09-14$2.64/sh+10,640$28,116→ 192,680.097 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−10,640→ 0 totalExercise: $2.65From: 2004-12-10Exp: 2013-12-10→ Common Stock (10,640 underlying) - Other
Phantom Stock
2012-09-14$35.09/sh−27,701.912$972,110→ 0 total→ Common Stock (27,701.912 underlying) - Exercise/Conversion
Common Stock
2012-09-14$30.68/sh+3,259$99,986→ 182,040.097 total - Exercise/Conversion
Common Stock
2012-09-14$30.68/sh+10,791$331,068→ 136,855.097 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−17,237→ 0 totalExercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (17,237 underlying)
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $36.02 to $36.43. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]Purchased through the Company's 401(k) Plan from December 8, 2011, thru June 12, 2012. The information in this report is based on a plan statement dated September 14, 2012.
- [F3]Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
- [F4]Nonqualified Retirement Plan intra-plan transfer out of the Company stock fund and into a new investment fund.
- [F5]Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.