Thaeler John D 4/A

Accession 0001127602-12-026735

CIK 0000007332other

View on SEC.gov Company Profile

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 11:09 AM ET

Size

28.9 KB

Accession

0001127602-12-026735

Insider Transaction Report

Form 4/AAmended

Period: 2012-06-01

SOUTHWESTERN ENERGY COSWN

Thaeler John D

Sr. Vice Pres. of Subsidiary

Transactions

Exercise/Conversion
Common Stock
2012-09-14$2.64/sh+10,640$28,116→ 189,421.097 total
Exercise/Conversion
Common Stock
2012-09-14$17.75/sh+3,146$55,826→ 192,567.097 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−10,640→ 0 total
Exercise: $2.65From: 2004-12-10Exp: 2013-12-10→ Common Stock (10,640 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−17,237→ 0 total
Exercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (17,237 underlying)
Exercise/Conversion
Common Stock
2012-09-14$30.68/sh+14,050$431,054→ 236,855.097 total
Sale
Common Stock
2012-09-14$36.20/sh−100,000$3,620,430→ 136,855.097 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−3,146→ 0 total
Exercise: $17.75From: 2006-12-08Exp: 2012-12-08→ Common Stock (3,146 underlying)
Disposition to Issuer
Common Stock
2012-06-01−11,880→ 178,781.097 total
Exercise/Conversion
Common Stock
2012-09-14$20.34/sh+17,237$350,514→ 209,804.097 total
Exercise/Conversion
Common Stock
2012-09-14$27.18/sh+13,001$353,367→ 222,805.097 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−13,001→ 0 total
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (13,001 underlying)
Other
Phantom Stock
2012-09-14$35.09/sh−27,701.912$972,110→ 0 total
→ Common Stock (27,701.912 underlying)
Other
Common Stock
2012-09-14$30.30/sh+168.387$5,102→ 28,683.644 total(indirect: By 401(k))
Exercise/Conversion
Stock Options (Right to Buy)
2012-09-14−14,050→ 0 total
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (14,050 underlying)

Footnotes (6)

[F1]This transaction was executed in multiple trades at prices ranging from $36.02 to $36.43. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
[F2]This Form 4/A is being filed to correct an error on the Form 4 filed September 18, 2012, and to accurately disclose the number of securities beneficially owned by the reporting person in Column 5.
[F3]Purchased through the Company's 401(k) Plan from December 8, 2011, thru June 12, 2012. The information in this report is based on a plan statement dated September 14, 2012.
[F4]Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
[F5]Nonqualified Retirement Plan intra-plan transfer out of the Company stock fund and into a new investment fund.
[F6]Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

Documents

1 file

4
form4a.xml
PRIMARY DOCUMENT

Issuer

SOUTHWESTERN ENERGY CO

CIK 0000007332

→

Entity typeother

Related Parties

filerCIK 0001382983

Filing Metadata

Form type: 4/A
Filed: Sep 19, 8:00 PM ET
Accepted: Sep 20, 11:09 AM ET
Size: 28.9 KB

View on SEC.gov