4//SEC Filing
YOUNGBAUER STEVEN R 4
Accession 0001127602-12-027950
CIK 0000101594other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:21 PM ET
Size
11.4 KB
Accession
0001127602-12-027950
Insider Transaction Report
Form 4
US ENERGY CORPUSEG
YOUNGBAUER STEVEN R
SECRETARY & GENERAL COUNSEL
Transactions
- Award
Common Stock
2012-10-01$2.16/sh+5,000$10,800→ 156,574 total
Holdings
- 100,000
Stock Options (Right to Buy)
Exercise: $4.97From: 2008-01-01Exp: 2017-07-26→ Common Stock (100,000 underlying) - 45,678(indirect: By Esop)
Common Stock
- 50,000
Stock Options (Right to Buy)
Exercise: $3.86From: 2005-10-14Exp: 2015-10-13→ Common Stock (50,000 underlying) - 75,000
Stock Option (Right to Buy)
Exercise: $2.52From: 2009-09-22Exp: 2018-09-21→ Common Stock (75,000 underlying) - 25,000
Stock Options (Right to Buy)
Exercise: $2.46From: 2004-07-01Exp: 2014-06-30→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]Shares issued to the Reporting Person under the USE 2001 Stock Compensation Plan. The issuance of these shares is for the funding obligation under the plan for the fourth quarter of the calendar year ending December 31, 2012. The issuer has agreed under the terms of the Plan to pay all taxes due. The Reporting Person has agreed not to sell these shares to the market or pledge them on obligations until after his (i) retirement; (ii) total disability or (iii) in the case of the death of the Reporting Person his estate may sell the shares of stock.
- [F2]Includes shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the'ESOP') in an account established for the benefit of the Reporting Person.
- [F3]Stock options granted under the Issusers 2001 Insentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.
- [F4]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
- [F5]Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
Documents
Issuer
US ENERGY CORP
CIK 0000101594
Entity typeother
Related Parties
1- filerCIK 0001332609
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 5:21 PM ET
- Size
- 11.4 KB