4//SEC Filing
LUSK JOHN M 4
Accession 0001127602-12-029993
CIK 0000038777other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 12:36 PM ET
Size
8.6 KB
Accession
0001127602-12-029993
Insider Transaction Report
Form 4
LUSK JOHN M
EVP-Portfolio Operations
Transactions
- Award
Common Stock, par value $.10
2012-11-05$131.05/sh+6,105$800,060→ 17,182.358 total - Award
Common Stock, par value $.10
2012-11-05+2,493→ 19,675.358 total
Holdings
- 439.872(indirect: By 401(k))
Common Stock, par value $.10
- 19,687(indirect: By Trust)
Common Stock, par value $.10
Footnotes (5)
- [F1]Of the amount of securities beneficially owned, 13,095 shares represent unvested restricted stock awards (excluding the unvested restricted stock units scheduled to vest on November 30, 2012 as reported in Footnote 2).
- [F2]On November 4, 2009 and November 3, 2011, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2012, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2012 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 30, 2012.
- [F3]Not applicable.
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2012.
- [F5]Living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse. Shares previously reported by Reporting Person under direct shares.
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001278555
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 12:36 PM ET
- Size
- 8.6 KB