4//SEC Filing
Yun William Young 4
Accession 0001127602-12-030003
CIK 0000038777other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 3:12 PM ET
Size
8.5 KB
Accession
0001127602-12-030003
Insider Transaction Report
Form 4
Yun William Young
EVP-Alternative Strategies
Transactions
- Award
Common Stock, par value $.10
2012-11-05+2,803→ 59,185.355 total - Award
Common Stock, par value $.10
2012-11-05$131.05/sh+5,724$750,130→ 56,382.355 total
Holdings
- 4,866.806(indirect: By 401(k))
Common Stock, par value $.10
- 1,065(indirect: By Trust)
Common Stock, par value $.10
Footnotes (5)
- [F1]Of the amount of securities beneficially owned, 12,402 shares represent unvested restrick stock awards (excluding the unvested restricted stock units scheduled to vest on November 30, 2012 as reported in Footnote 2).
- [F2]On November 4, 2009 and November 3, 2011, the Reporting Peron was granted cretain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2012, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2012 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 30, 2012.
- [F3]Not applicable.
- [F4]Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- [F5]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2012.
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001338848
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 3:12 PM ET
- Size
- 8.5 KB